Commission Rate low as 0.03% #

Financing amount up to HKD 40 million

US stock Day Trade Commission: USD 5。

#Subject to Assets under management(AUM) and transaction volume requirements.

*Rate of margin financing is based on the collateral quality, the concentration of securities and the company's internal rating of one's portfolio.

Introduction

 

The interest rate and the interest calculation in Professional Investor Grade-Based Margin (“PI GBM”) financing are calculated based on the grading of each stock in your portfolio.

 

By being a Professional Investor, you can join our Professional Investor Grade-Based (“PI GBM”) Financing.

 

Higher proportion of Grade 1 Stock in securities portfolio, lower interest rate!

The margin financing rate of the portion of the Grade 1 Stock holding over HKD $1,000,000 can be reduced to as low as *P-1.5%.

 

Complete the form and submit it to your account executive to register as a Professional Investor with us today.

 

The calculation of interest rate is as follows:

 

Example: Assume if a client has sufficient Grade 1 Stock margin value

Footnote 1: The above grade-based interest rate will be based on the effective rate which is subject to the latest Hong Kong Dollar Prime (P) rate of Standard Chartered Bank.

Footnote 2: The flat interest rate for non grade-based margin account is P(HKD Prime rate of Standard Chartered Bank) + 3%.

*The margin ratio of stock is for reference only, which is subjected to change as determined by both the market and specific company factor. The company deserves the right to provide a different ratio to client based on his account situation.

Clients must submit supporting documentation to the Company to confirm that the depository payment is from his/her own bank account. Acceptable documentation include, but is not limited to, bank statements, cheque images, and online banking screenshots. The deposit will be credited to the Client account on the day that supporting documentation is provided. Until the supporting documentation is submitted, the deposit will not be treated as “credited”. The daily cut-off time for collecting the supporting documentation is 4:00 p.m., any supporting documentation received after 4:00 p.m. will be deemed to be received on next working day. Clients will be liable for any relevant interest, commission, fines and other charges incurred as a result of not being  "credited".

Various Choices

No Platform Fee

No Handling Fee

Interest rate is as low as 3.88% p.a. for UT financing

Bond list (with quotes)

No Platform Fee

Interest rate is as low as 3.88% p.a. for bond financing.

The following bonds are for PI only:

https://www.hkex.com.hk/Products/Securities/Equities?sc_lang=zh-HK Please click the "Full List of Securities" and download the excel file

Commission rate 0.08% ，minimum HK$ 10

Monthly saving plan for ETF, commssion HK$ 5 for each transaction

Other features of Smart Minor Account:

• Independent account; to manage family members' asset separately
• Preferential commission rate after depositing money / asset
• The authority of operating and the ownership belong to the adult joint account holder
• Except Stamp Duty and CCASS fee, minor attending full age and could have authority of operating and the ownership of asset by a general joint account / individual account without extra cost charged by the company.
• Minor shall own investment portfolio when attending full age

The Phillip HKD Money Market Fund seeks to preserve principal value and to maintain a high degree of liquidity while generating a higher rate of return* as compared to personal deposits of HKD by investing primarily in HKD-denominated money market instruments, short-term debt securities and short-term deposits. For details, please refer to the relevant Prospectus under Related Documents. Client could join the service Surplus Cash Facility or subscribe The Phillip HKD Money Market Fund directly.

*The average running yield is based on the annualized percentage change in Net Asset Value over the last 30 days.

輝立卓越理財客戶選用資本管理服務計劃，服務費率折扣高達6折。請聯絡我們查詢有關服務詳情。

何謂專業投資者(P.I.)？

• 高資產淨值專業投資者，單獨或聯同其有聯繫者(配偶或子女)，於某聯權共有帳戶擁有的現金或投資組合不少於HKD 800萬或等值外幣。
• 一名或聯同其有聯繫者(配偶或子女)全擁有的任何法團，而其唯一業務是持有投資項目， 擁有的投資組合不少於HKD 800萬或等值外幣。
• 法團或合夥擁有的投資組合不少於HKD 800萬或等值外幣，或擁有的總資產不少於HKD 4000萬或等值外幣。
• 信託法團擔任一項或多於一項信託的信託人，而在該項或該等信託下獲託付的總資產不少於HKD 4000萬或等值外幣，或該總資產值。

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